HCAL 79/2009





NO 79 OF 2009



CHENG KAR-SHUN (鄭家純) 1st Applicant
LEUNG CHI-KIN (梁志堅) 2nd Applicant
HON LI FUNG-YING, BBS, JP (李鳳英議員) 1stRespondent
HON LEE WING-TAT (李永達議員) 2nd Respondent
DR HON MARGARET NG (吳靄儀議員) 3rd Respondent
YAU-FUN, GBS, JP (梁劉柔芬議員) 4th Respondent
GBS (黃宜弘議員) 5th Respondent
HON LAU KONG-WAH, JP (劉江華議員) 6th Respondent
HON LEUNG KWOK-HUNG (梁國雄議員) 7th Respondent
(湯家驊議員) 8th Respondent
HON CYD HO SAU-LAN (何秀蘭議員) 9th Respondent
(林大輝議員) 10th Respondent
DR HON PAN PEY-CHYOU (潘佩璆議員) 11th Respondent
(譚偉豪議員) 12th Respondent


Before: Hon Andrew Cheung J in Chambers

Dates of Submissions: 30 October, 20 November and 27 November 2009

Date of Judgment: 11 December 2009




Application to vary costs order nisi

1. On 24 September 2009, the Court handed down its judgment on the applicants’ application for judicial review: [2009] 4 HKC 204. The Court dismissed the application for judicial review. As for costs, the Court said (at pp 272 to 273):

“267. I also make an order nisi that the costs of these proceedings be paid by the applicants to the respondents (with the exception of the 7th respondent), to betaxed if not agreed, with a certificate for two counsel.

268. Prima facie, the unsuccessful applicants are only responsible for one set of costs. The points raised by the 7th respondentcould have been raised by the other respondents and the same set of lawyers could have been instructed. The 7th respondent was ofcourse entitled to be represented by counsel and solicitors of his own choice. But he cannot make the applicants responsible forthe costs of that choice. As regards his costs, I make an order nisi that save for the costs of his affirmation (which had to be prepared by somebody in any event), the 7th respondent do bear his owncosts; the costs of the affirmation be borne by the applicants.

269. The Government is essentially involved in these proceedings because they raise issues concerning not only the Legislative Councilbut also its relationship with the Government. Government officials, like private citizens, are equally liable to be ordered to attendbefore the Council and its committees to testify or to give evidence under art 73(10) of the Basic Law and s 9 of the Ordinance. The case also involves the interpretation of art 48(11) which concerns the Chief Executive’s power. The question of what mayor may not be inquired into by the Legislative Council is also one which is closely related to the work and function of the Government. The participation of the Secretary for Justice in these proceedings has enabled the Court to understand the perspective of the Governmenton these issues, and, where appropriate, to take into account its position. That being the case, the Secretary for Justice’s involvementin the present proceedings is appropriate and necessary, and the applicants should pay to him his costs, with a certificate for twocounsel. I so order (by way of an order nisi).

270. The foregoing represents my provisional view on costs which has been formed without having the benefit of hearing from counsel. Any application to vary the above costs orders nisi must be made within l4 days after this judgment is handed down, failing which the same shall become absolute without further orderupon the expiry of the 14-day period.”

2. The 7th respondent now applies to vary the costs order nisi, and asks that a separate set of costs be awarded to him, with a certificate for three counsel. He also asks for the costs of thepresent application.

3. The applicants and the 7th respondent have filed submissions on costs pursuant to directions given by the Court.

4. The respondent essentially argues:

(1) that he should not be “penalised” for defending the public interest as a Legislative Council member and one of the twelvemembers of the Select Committee in question;

(2) that he has in the proceedings raised, by reference to extrinsic materials, a separate issue regarding the drafting history ofthe relevant articles of the Basic Law;

(3) that his contention regarding the extrinsic materials has been accepted by the Court;

(4) that he has been represented at the hearing by leading counsel (Mr Martin Lee SC) who is familiar with the drafting process ofthe Basic Law; and

(5) that the present case is one of exceptional importance and complexity.

5. The applicants seek to uphold the costs order nisi. They contend that the 7th respondent has no separate interest in the proceedings to represent and his raising a “separate” issue is insufficient to justifya separate set of costs in his favour. The applicants also submit that the 7th respondent is not “penalised” in costs for exercising his public duty, because that duty would have been just as effectivelyvindicated by the legal team representing the other respondents to the application. The applicants also argue that the fact thatthe 7th respondent’s contention on the separate issue was accepted by the Court is neither here nor there, because it actually overlappedentirely with the submissions of the main body of the respondents and the Secretary for Justice. The applicants contend that Mr Lee’sfamiliarity with the drafting of the Basic Law is an entirely irrelevant consideration. As regards the fact that the case has beenan exceptionally complex and important one, with a compressed timetable for hearing, the applicants submit that all this has beentaken care of by the eminent counsel and their well-resourced supporting teams representing the other respondents and the Secretaryfor Justice. The respondents were, the applicants add, responsible for the compressed timetable.


6. As I observed in the recent case of Hong Kong Aircrew Officers Association v The Director-General of Civil Aviation, HCAL 96/2008 (4 September 2009), generally speaking, an applicant for judicial review should only be made to pay one set of costs,where his application has been successfully opposed by more than one respondent, or where the opposition has come from the respondentas well as an interested party. It is for the additional respondent or interested party to justify his participation in the proceedings.As I set out in paragraph 5 of that judgment, costs is always in the discretion of the court, and there can be no hard and fast rules.In a situation of the present type, there are several interrelated questions to bear in mind:

(1) whether the separately represented respondent has any relevant or significant interest or reason to justify his participationin the proceedings;

(2) whether that party raises (successfully) any separate or distinct, material issue for adjudication in the same proceedings;

(3) whether that party can be represented by the same team of lawyers of his co-respondent for the proper protection of his interestor ventilation of the issue in question.

As the exercise of a discretion is involved, the court would of course be prepared to consider any other relevant matters.

7. In the present case, I agree with the applicants that there is no question of “penalising” the 7th respondent for discharging his public duty and defending the public interest. The issue here is whether he should have dischargedhis duty and defended the public interest by instructing the same team of lawyers as his co-respondents, who were also dischargingtheir public duty and defending the public interest in opposing the present application for judicial review.

8. Nor do I consider Mr Lee’s obvious familiarity with the drafting process of the Basic Law a relevant consideration. First, counselis not instructed for the purposes of giving evidence from the bar table. Secondly, counsel instructed by the other respondents andby the Secretary for Justice respectively were more than capable of handling the relevant drafting history of the Basic Law.

9. As regards the exceptional importance and complexity of the case and the compressed timetable, I do not consider that they aloneprovide any good reason for departing from the general principle that this Court stated in paragraph 268 of the judgment, namelythat, prima facie, the unsuccessful applicants are only responsible for one set of costs. See Shiu Wing Steel Limited v Director of Environmental Protection, CACV 350/2003, 18 March 2005, para 158; applying Bolton Metropolitan District Council v Secretary of State for Environment [1995] 1 WLR 1176, 1178F-1179A. This is particularly so when the 7th respondent does not claim that he had a separate interest from his co-respondents to represent, and when his co-respondents as wellas the Secretary for Justice were already adequately represented by eminent counsel, who were backed by well-resourced teams.

10. However, I am with the 7th respondent on his submission that he has in these proceedings raised a separate issue about the drafting history of the Basic Law.The relevance of the drafting history and the limits or extent to which it may be useful as an aid to interpretation have been dealtwith extensively in the judgment. It is factually correct that the issue was raised by the 7th respondent for the first time after the close of evidence, it having received no mention in the Form 86 or the evidence that hadbeen filed by the parties. The 7th respondent actually obtained the leave of the Court, after a contested hearing, to put in the relevant evidence. It is also truethat at the substantive hearing, as a result of a division of labour agreed upon between the 7th respondent’s team and those representing his co-respondents, submissions on the relevant drafting history were made essentiallyby Mr Lee. (Mr Michael Thomas SC, for the Secretary for Justice, made separate submissions on this point for his client.)

11. I also agree with the 7th respondent that although he did not have a separate interest of his own to represent, the fact that he did raise a separate issueis a relevant consideration to bear in mind in the present context. In this regard, I reject the applicants’ argument that in additionto raising a separate issue, the 7th respondent must also have a separate interest to protect in order to ask for a separate set of costs. That submission is not supportedby what was said by the Court of Appeal and the House of Lords respectively in Shiu Wing andBolton, supra.

12. However, the problem with the fact that the 7th respondent did not have a separate interest to represent is that, prima facie, unless the separate issue could not have been raised by counsel representing the other respondents, because, for instance, theyrefused to raise the issue after they had been told about it, there was no reason why the same team of lawyers could not have beeninstructed to represent all respondents. By instructing two teams of lawyers, there was bound to be some duplication of costs, whichthe applicants should not be made responsible for. (If a separate interest had been involved, there might perhaps be a good reasonfor not retaining the same team of lawyers.)

13. There is no evidence before me that the legal team for the other respondents was not prepared to run also the separate issue onthe relevant drafting history of the Basic Law, once it had been properly raised by the 7th respondent.

14. To illustrate my point about duplication of costs, one simply needs to consider what actually happened in Court when the separateissue was argued by Mr Lee pursuant to the agreement on division of labour. When Mr Lee was on his feet making the argument, withhis juniors and instructing solicitors fervently taking note of what leading counsel was submitting to the Court, the entire teamof lawyers representing the other respondents were sitting in Court at the same time listening to the submission or taking note ofthe same. This was, to a substantial extent, a duplication of what Mr Lee’s juniors and instructing solicitors were already doingat the same time.

15. All things considered, I take the view that the 7th respondent should be entitled to his costs, subject to deduction therefrom all duplicated costs. As regards the amount of duplicatedcosts, I could leave it to taxation, but that would give the taxing master a difficult and unfair task. Taking a broad-brush approach,I regard a discount of 60% on the 7th respondent’s costs on account of the duplication of costs to be fair and reasonable in the circumstances of the present case.

16. I have considered the 7th respondent’s argument on a certificate for three counsel. Having looked at the matter in the round, I refuse the application.


17. In conclusion, I order that the costs order nisi regarding the costs of the 7th respondent be varied and made absolute as follows: That the applicants pay to the 7th respondent 40% of his costs of these proceedings (including the present application to vary the costs order nisi), to be taxed if not agreed, with a certificate for two counsel.

(Andrew Cheung)
Judge of the Court of First Instance
High Court

Ms Dinah Rose QC, Ms Rosaline Wong and Ms Vivian Yeung, instructed by Reimer & Partners, for the applicants

Mr Martin Lee SC, Ms Jocelyn Leung and Mr Joseph Lee, instructed by JCC Cheung & Co, for the 7th respondent